About Crown Capital Securities, L.P.

Crown Capital Securities, L.P. is a registered broker/dealer which provides a complete range of financial services and quality investments to independent securities representatives, serving investors throughout the country. These investment professionals are able to offer their clients a wide selection of approved, non-proprietary products. This complete selection gives people all the choices they need to meet their goals of preserving capital, generating income and accumulating wealth to finance education, caregiving, travel and retirement.

Crown Capital Securities, L.P. is an independent member firm of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Headquartered in Orange, California, the management group at Crown Capital is led by Darol and Phyllis Paulsen, an executive team with 60 years experience in securities and financial services.

All Crown Capital representatives are independent business persons in their own communities -- not employees of a mega-firm owned and operated by strangers in a remote location. As owners and managers of local financial services businesses, these representatives make a long-term investment in their community and are focused on building lasting relationships with their clients. In our experience, clients prefer the level of service they receive through this structure over that given them by Wall Street firms.

Crown Capital has no proprietary products to sell or sales quotas for its representatives. This allows its representatives to make honest and appropriate investment recommendations based strictly on client needs and product performance. High performance, credibility and dependability -- that's how Crown Capital representatives help clients make excellent financial plans and sound investment decisions at fair and competitive fees and commissions.

Clients choose from a vast array of investment products, including full service stock trading, tax-free municipal bonds, U.S. government and agency securities, corporate bonds, unit investment trusts, certificates of deposit, money market accounts, mutual funds, insurance products, fixed and variable annuities, direct investments, options and margin accounts.

Investment representatives are supported by a strong home office staff, with the experience and expertise necessary to identify and service the highest quality investment opportunities. This support is enhanced by Crown Capital's relationship with Pershing, LLC.

Transactions are cleared through Pershing, LLC, a subsidiary of the Bank of New York and a member of BNY Securities Group, with almost 60 years of experience.

You've worked hard for your money. Now, you want your money to work just as hard for you. That's why you should demand the utmost from your investment advisor. When you choose a Crown Capital representative, you are choosing an experienced professional dedicated to making your money work for you without taking unnecessary risks.

Perhaps most important, you are choosing a solid, value-based, complete financial services firm that can provide you all the strength, professional expertise and research capability of any Wall Street firm. One that is genuinely concerned about your financial well-being and ultimate investment success. One that avoids short-term aggressive strategies in favor of long-term capital appreciation. Crown Capital offers all these benefits and more.